Broker Dealer Support Services

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Broker-Dealer Definition

    https://www.investopedia.com/terms/b/broker-dealer.asp
    A broker-dealer is a person or firm that buys and sells securities on its own behalf and on behalf of its clients. A broker-dealer is acting as a broker or agent when it executes orders on behalf...

Service and Support - Private Client Services, Broker-Dealer

    https://pcsbd.net/service-support/
    Most Broker/Dealers can provide you with the same products, services and technology solutions that PCS offers. What we offer in addition, however, is a strategic commitment in helping your independent practice succeed. We are not just your Broker/Dealer; we are your new business partner!

Broker-Dealer Services BNY Mellon

    https://www.bnymellon.com/us/en/what-we-do/investment-services/broker-dealer-services/index.jsp
    Broker-Dealer Services. We help clients unlock value from their securities holdings by developing the innovative technologies, solutions and client services that make a difference in an evolving marketplace.

Private Client Services, A Full Service Broker-Dealer

    https://pcsbd.net/
    Private Client Services is an independently owned, full-service Broker/Dealer. We help launch, support and foster the growth of Independent Financial Advisors.

Foreside Consulting Services Broker-Dealer Consulting ...

    https://www.foreside.com/
    The Approach: Initially, Foreside provided chaperoning services to the client, through an affiliated Foreside broker-dealer, enabling the client’s non-U.S. based sales people to enter the U.S. and meet with institutional investors. The client then hired a small sales team in the U.S.

INDEPENDENT BROKER-DEALER RANKING 2016

    https://www.fa-mag.com/userfiles/2016_FA_Issues/April_2016/BD_Ranking_Online_042516.pdf
    Specialization: Provides a broad range of products, services and advisor support with an emphasis on retirement, financial planning and wealth management. ... Offers full-service broker-dealer ...

RBC Correspondent Services

    http://www.rbccorrespondentservices.com/
    Clearing, custody and execution services for independent broker-dealers and their advisors. We offer powerful trading platforms, advisory solutions, and more. RBC Correspondent Services

Broker-dealer - Wikipedia

    https://en.wikipedia.org/wiki/Broker-dealer
    In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process.

BrokerCheck - Find a broker, investment or financial advisor

    https://brokercheck.finra.org/
    BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.



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