Sec Support Fees

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SEC.gov Contact Filer Support

    https://www.sec.gov/edgar/filer-information/contact-filer-support
    *For Frequently Requested Telephone Numbers, E-Mail Addresses, and Other Contacts for the Division of Investment Management, click here.

Accounting Support Fee - PCAOB

    https://pcaobus.org/About/Administration/SupportFee/Pages/default.aspx
    Failure to pay an allocated share of the accounting support fee constitutes a violation of law. The Board may report nonpayment of allocated shares of the accounting support fee to the SEC and, in the case of brokers and dealers, to their designated examining authority.

SEC Approves 2019 PCAOB Budget and Accounting Support Fee

    https://www.sec.gov/news/press-release/2018-292
    The accounting support fee approximates the PCAOB’s annual budget, with any differences attributable to certain timing differences, adjustments to the working capital reserve, and the potential underspending from the prior year budget being carried forward into the accounting support fee calculation.

List of Issuers with No Outstanding Past-Due Share of the ...

    http://pcaobus.org/About/Administration/Documents/Support%20Fee/Issuers_Paid.pdf
    List of Issuers with No Outstanding . Past-Due Share of the Issuer Accounting Support Fee . Determination of Payment under PCAOB Rule 7104(b) As of January 15, 2020 . The following is a list of issuers that have been assessed andhave no outstanding past-due share of theissuer accounting support fees of the Public

SEC Fees and TAF Fees – M1 Finance Support

    https://support.m1finance.com/hc/en-us/articles/221056287-SEC-Fees-and-TAF-Fees
    The SEC and FINRA Trading Activity Fee (TAF) are regulatory fees charged on the sale of any security. These fees are automatically debited from the proceeds of any security sale. These minor fees only occur on the sale of a security and is equal to: SEC Fee = total price of transaction * $20.70 / 1,000,000 ¹

SEC Fee - investopedia.com

    https://www.investopedia.com/terms/s/secfee.asp
    This fee is usually listed as a separate fee, independent of any associated brokerage commissions or fees. The SEC fee is more formally known as the Section 31 transaction fee in reference to ...

Overview of SEC Fees IB Knowledge Base

    https://ibkr.info/node/1736
    Overview of SEC Fees. Under Section 31 of the Securities Exchange Act of 1934, U.S. national securities exchanges are obligated to pay transaction fees to the SEC based on the volume of securities that are sold on their markets. Exchange rules require their broker-dealer members to pay a share of these fees who, in turn, pass the responsibility ...

SEC approves the FASB’s 2019 accounting support fee

    https://www.iasplus.com/en-us/news/2019/03/sec-approves-fasb-fee
    Mar 26, 2019 · The SEC has published a release announcing its approval of the FASB’s 2019 accounting support fee, a task that the Commission is required to perform annually under the Sarbanes-Oxley Act.

SEC Filing Fee Calculator by Securex - Registration ...

    https://www.securexfilings.com/sec-filing-fee-calculator-resources/
    Oct 01, 2018 · This SEC filing fee calculator is provided as a tool to assist law firms and Issuers in the calculation of filing fees applicable to SEC registration statement. Instructions: Enter the amount of shares being registered (Amount Being Registered) and the Proposed Maximum Offering Price Per Unit. Click on the “Calculate Fee” button to view the ...

Modernizing Child Support Enforcement Fees Office of ...

    https://www.acf.hhs.gov/css/resource/modernizing-child-support-enforcement-fees
    Mar 08, 2018 · Section 53117 of P.L. 115-123, Modernizing child support enforcement fees, amends Section 454(6)(B)(ii) of the Social Security Act to increase the annual collection fee from $25 to $35. The law also revises the amount from $500 to $550 that the state must collect and disburse to the family before imposing the fee each federal fiscal year.

SEC.gov Contact Filer Support

    https://www.sec.gov/edgar/filer-information/contact-filer-support
    Search SEC.gov. Company Filings More Search Options. U.S. Securities and Exchange Commission. q. About. What We Do; ... Contact Filer Support (202) 551-8900. Option #1: Fee Related Filings. Account Balance. Fedwire Status . Current Fee Rate. Refunds of Unused Funds. Option #3: Filer Technical Support.

SEC Approves 2020 PCAOB Budget and Accounting Support Fee

    https://www.sec.gov/news/press-release/2019-266
    The Securities and Exchange Commission today voted to approve the 2020 budget of the Public Company Accounting Oversight Board (PCAOB) and the related annual accounting support fee. On November 19, 2019, the PCAOB adopted its 2020 budget, accounting support fee, and its strategic plan for 2019-2023, including: A total budget of $284.7 million.

Accounting Support Fee - PCAOB

    https://pcaobus.org/About/Administration/SupportFee/Pages/default.aspx
    Failure to pay an allocated share of the accounting support fee constitutes a violation of law. The Board may report nonpayment of allocated shares of the accounting support fee to the SEC and, in the case of brokers and dealers, to their designated examining authority.

SEC Fees and TAF Fees – M1 Finance Support

    https://support.m1finance.com/hc/en-us/articles/221056287-SEC-Fees-and-TAF-Fees
    The SEC and FINRA Trading Activity Fee (TAF) are regulatory fees charged on the sale of any security. These fees are automatically debited from the proceeds of any security sale. These minor fees only occur on the sale of a security and is equal to: SEC Fee = total price of transaction * $20.70 / 1,000,000 ¹

SEC approves the FASB’s 2019 accounting support fee

    https://www.iasplus.com/en-us/news/2019/03/sec-approves-fasb-fee
    Mar 26, 2019 · The SEC has published a release announcing its approval of the FASB’s 2019 accounting support fee, a task that the Commission is required to perform annually under the Sarbanes-Oxley Act. For more in­for­ma­tion, see the release on the SEC’s Web site.

SEC Approves 2020 PCAOB Budget and Accounting Support Fee

    https://www.newsfilecorp.com/release/50916/SEC-Approves-2020-PCAOB-Budget-and-Accounting-Support-Fee
    SEC Approves 2020 PCAOB Budget and Accounting Support Fee. Washington, D.C.--(Newsfile Corp. - December 18, 2019) - The Securities and Exchange Commission voted today to approve the 2020 budget of the Public Company Accounting Oversight Board (PCAOB) and the related annual accounting support fee.

How We're Funded - Financial Accounting Foundation

    https://www.accountingfoundation.org/jsp/Foundation/Page/FAFSectionPage&cid=1351027545591
    In 2018, 408 broker dealers paid $8.3 million in annual support fees—an average of $56 per day. GASB Accounting Support Fees are collected under Section 978 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 to fund the annual recoverable expenses (again, roughly equivalent to operating expenses) of the GASB.These support fees were instituted in 2012 through an SEC ...

SEC Approves PCAOB Funding Rules; PCAOB Issues Notices of ...

    https://www.mofo.com/resources/insights/sec-approves-pcaob-funding-rules-pcaob-issues-notices-of-accounting-support-fee.html
    Aug 11, 2003 · The funding rules provide for the allocation, assessment and collection of the accounting support fee. The SEC also approved the Board's 2003 calendar year budget of $68 million. On August 4, 2003, the Board announced that it had begun to notify publicly-traded companies, investment companies and other equity issuers of the accounting support ...

List of Issuers with No Outstanding Past-Due Share of the ...

    https://pcaobus.org/About/Administration/Documents/Support%20Fee/Issuers_Paid.pdf
    List of Issuers with No Outstanding . Past-Due Share of the Issuer Accounting Support Fee . Determination of Payment under PCAOB Rule 7104(b) As of January 15, 2020 . The following is a list of issuers that have been assessed andhave no outstanding past-due share of theissuer accounting support fees of the Public

SEC Fee - investopedia.com

    https://www.investopedia.com/terms/s/secfee.asp
    The SEC fee is a nominal fee that was created by the Securities Exchange Act of 1934 to be an additional transaction cost attached to the selling of exchange-listed equities. This fee is usually ...



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